SEC Form 5 · accession 0001127602-17-005055
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stevenson
Officer — Executive Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | A | 178 | $140.37 | A | 50,812 | D | |
| Common StockF2 | holding | — | — | — | 415 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired under the Issuer's employees' stock purchase plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2Between February 25, 2016, and December 31, 2016, the reporting person acquired 20.02 shares of TMO common stock under the TMO 401(k) plan.