SEC Form 4 · accession 0001127602-16-058002
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Loewald
Officer — Senior Vice President
Period of report
Jul 13, 2016
Accepted (ET)
Jul 14, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2016 | M | 8,025 | $73.24 | A | 52,194 | D | |
| Common Stock | Jul 13, 2016 | S | 8,025 | $155.00 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $73.24 | Jul 13, 2016 | M | 8,025 | D | — | Feb 26, 2020 | Common Stock | 8,025 | 7,675 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2016.
- F2The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 26, 2014, 2015, and 2016, and the last installment becomes exercisable on February 26, 2017.