SEC Form 4 · accession 0001127602-16-055521
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Wilver
Officer — Exec. VP & Chief Admin Officer
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | G | 7,850 | $0.00 | D | 64,727 | D | |
| Common Stock | Apr 4, 2016 | G | 7,850 | $0.00 | A | 7,850 | I | By The Peter M. Wilver Irrevocable GST Trust of 2016 |
| Common Stock | Apr 11, 2016 | G | 5,850 | $0.00 | D | 19,150 | I | By Spouse |
| Common Stock | Apr 11, 2016 | G | 5,850 | $0.00 | A | 70,577 | D | |
| Common Stock | Apr 11, 2016 | G | 5,950 | $0.00 | D | 13,200 | I | By Spouse |
| Common Stock | Apr 11, 2016 | G | 5,950 | $0.00 | A | 5,950 | I | By The Michelle H. Wilver Irrevocable GST Trust of 2016 |
| Common Stock | Jun 10, 2016 | M | 68,200 | $54.97 | A | 138,777 | D | |
| Common StockF5 | Jun 10, 2016 | S | 48,300 | $152.23 | D | 90,477 | D | |
| Common StockF6 | Jun 10, 2016 | S | 19,900 | $152.76 | D | 70,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $54.97 | Jun 10, 2016 | M | 68,200 | D | — | Feb 23, 2018 | Common Stock | 68,200 | 0 | D |
Explanation of responses
- F1This transaction involved a gift of securities previously owned directly by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is a trustee of the trust.
- F2This transaction involved a gift of securities to the reporting person by his spouse, who shares the reporting person's household.
- F3This transaction involved a gift of securities by the reporting person's spouse to a trust. The reporting person is a trustee of the trust.
- F4The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.64 to $152.60, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.61 to $153.16, inclusive.
- F7The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.