SEC Form 4 · accession 0001127602-16-053567
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Williamson
Officer — Sr. VP and CFO
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 8,660 | $54.97 | A | 38,741 | D | |
| Common Stock | May 24, 2016 | S | 535 | $150.11 | D | 38,206 | D | |
| Common Stock | May 24, 2016 | S | 1,400 | $150.22 | D | 36,806 | D | |
| Common Stock | May 24, 2016 | S | 1,700 | $150.23 | D | 35,106 | D | |
| Common Stock | May 24, 2016 | S | 1,125 | $150.32 | D | 33,981 | D | |
| Common Stock | May 24, 2016 | S | 3,900 | $150.35 | D | 30,081 | D | |
| Common Stock | May 25, 2016 | M | 3,740 | $54.97 | A | 33,821 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $54.97 | May 24, 2016 | M | 8,660 | D | — | Feb 23, 2018 | Common Stock | 8,660 | 3,740 | D |
| Stock Option (Right to Buy)F2 | $54.97 | May 25, 2016 | M | 3,740 | D | — | Feb 23, 2018 | Common Stock | 3,740 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2016.
- F2The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.