SEC Form 4 · accession 0001127602-16-052421
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter E Hornstra
Officer — VP & Chief Accounting Officer
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 1,932 | $57.25 | A | 21,246 | D | |
| Common Stock | May 16, 2016 | M | 4,425 | $73.24 | A | 25,671 | D | |
| Common Stock | May 16, 2016 | S | 7,811 | $150.00 | D | 17,860 | D | |
| Common Stock | holding | — | — | — | 534 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $57.25 | May 16, 2016 | M | 1,932 | D | — | Mar 2, 2019 | Common Stock | 1,932 | 0 | D |
| Stock Option (Right to Buy)F3 | $73.24 | May 16, 2016 | M | 4,425 | D | — | Feb 26, 2020 | Common Stock | 4,425 | 1,475 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
- F2The option vested in four equal installments on March 2, 2013, 2014, 2015 and 2016.
- F3The option vests in four equal annual installments beginning on February 26, 2014.