SEC Form 4 · accession 0001127602-16-050020
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Shine
Officer — Senior Vice President
Period of report
Apr 26, 2016
Accepted (ET)
Apr 27, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | M | 5,000 | $54.97 | A | 27,892 | D | |
| Common Stock | Apr 26, 2016 | S | 6,013 | $146.00 | D | 21,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $54.97 | Apr 26, 2016 | M | 5,000 | D | — | Feb 23, 2018 | Common Stock | 5,000 | 6,900 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2015.
- F2The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.