SEC Form 4 · accession 0001127602-16-048937
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick M Durbin
Officer — Senior Vice President
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | M | 5,450 | $54.97 | A | 38,548 | D | |
| Common Stock | Apr 4, 2016 | M | 5,800 | $73.24 | A | 44,348 | D | |
| Common Stock | Apr 4, 2016 | S | 16,250 | $142.18 | D | 28,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $54.97 | Apr 4, 2016 | M | 5,450 | D | — | Feb 23, 2018 | Common Stock | 5,450 | 0 | D |
| Stock Option (Right to Buy)F3 | $73.24 | Apr 4, 2016 | M | 5,800 | D | — | Feb 26, 2020 | Common Stock | 5,800 | 5,800 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2016.
- F2The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.
- F3The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 26, 2014, 2015 and 2016, and the fourth installment will become exercisable on February 26, 2017.