SEC Form 4 · accession 0001127602-16-047295

THERMO FISHER SCIENTIFIC INC. · TMO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP and CFO

Period of report

Mar 21, 2016

Accepted (ET)

Mar 23, 2016 · 4:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000097745

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 21, 2016	M	2,527	$49.49	A	28,016	D
Common Stock	Mar 21, 2016	M	4,408	$54.97	A	32,424	D
Common Stock	Mar 21, 2016	M	3,773	$49.49	A	36,197	D
Common Stock	Mar 21, 2016	S	10,708	$139.50	D	25,489	D
Common Stock	Mar 22, 2016	M	1,123	$49.49	A	26,612	D
Common Stock	Mar 22, 2016	M	1,792	$54.97	A	28,404	D
Common Stock	Mar 22, 2016	M	1,677	$49.49	A	30,081	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$49.49	Mar 21, 2016	M	2,527	D	Mar 5, 2011	Mar 5, 2017	Common Stock	2,527	1,123	D
Stock Option (Right to Buy)^F3	$54.97	Mar 21, 2016	M	4,408	D	—	Feb 23, 2018	Common Stock	4,408	14,192	D
Stock Option (Right to Buy)^F4	$49.49	Mar 21, 2016	M	3,773	D	Mar 5, 2012	Mar 5, 2017	Common Stock	3,773	1,677	D
Stock Option (Right to Buy)^F2	$49.49	Mar 22, 2016	M	1,123	D	Mar 5, 2011	Mar 5, 2017	Common Stock	1,123	0	D
Stock Option (Right to Buy)^F3	$54.97	Mar 22, 2016	M	1,792	D	—	Feb 23, 2018	Common Stock	1,792	12,400	D
Stock Option (Right to Buy)^F4	$49.49	Mar 22, 2016	M	1,677	D	Mar 5, 2012	Mar 5, 2017	Common Stock	1,677	0	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2016.
F2The option vested in four equal installments on March 5, 2011, 2012, 2013 and 2014.
F3The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.
F4The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015.