SEC Form 4 · accession 0001127602-16-045146
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Loewald
Officer — Senior Vice President
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 3,625 | $49.49 | A | 47,794 | D | |
| Common Stock | Mar 3, 2016 | S | 3,625 | $137.28 | D | 44,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $49.49 | Mar 3, 2016 | M | 3,625 | D | Mar 5, 2012 | Mar 5, 2017 | Common Stock | 3,625 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2016.
- F2The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015.