SEC Form 4 · accession 0001127602-16-043616
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc N Casper
Officer — Chief Executive Officer · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2016 | A | 38,281 | $0.00 | A | 385,991 | D | |
| Common Stock | Feb 24, 2016 | A | 31,200 | $0.00 | A | 417,191 | D | |
| Common Stock | Feb 24, 2016 | F | 6,004 | $129.77 | D | 411,187 | D | |
| Common Stock | holding | — | — | — | 60,830 | I | By Marc N. Casper 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $129.77 | Feb 24, 2016 | A | 128,100 | A | — | Feb 24, 2023 | Common Stock | 128,100 | 128,100 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018.
- F2The option vests in four equal annual installments beginning on February 24, 2017.