SEC Form 4 · accession 0001127602-15-022965
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter E Hornstra
Officer — VP & Chief Accounting Officer
Period of report
Jul 14, 2015
Accepted (ET)
Jul 16, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2015 | M | 1,663 | $54.97 | A | 19,827 | D | |
| Common Stock | Jul 14, 2015 | M | 5,718 | $57.25 | A | 25,545 | D | |
| Common Stock | Jul 14, 2015 | S | 6,881 | $136.02 | D | 18,664 | D | |
| Common Stock | Jul 14, 2015 | S | 500 | $136.00 | D | 18,164 | D | |
| Common Stock | holding | — | — | — | 534 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $54.97 | Jul 14, 2015 | M | 1,663 | D | — | Feb 23, 2018 | Common Stock | 1,663 | 0 | D |
| Stock Option (Right to Buy)F3 | $57.25 | Jul 14, 2015 | M | 5,718 | D | — | Mar 2, 2019 | Common Stock | 5,718 | 1,932 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
- F2The option vested in four equal annual installments on February 23, 2012, 2013, 2014 and 2015.
- F3The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 2, 2013, 2014 and 2015, and the next installment becomes exercisable on March 2, 2016.