SEC Form 4 · accession 0001127602-15-018403
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Wilver
Officer — Sr. VP & CFO
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2015 | M | 18,100 | $49.49 | A | 120,324 | D | |
| Common StockF1 | May 21, 2015 | S | 28,100 | $133.00 | D | 92,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $49.49 | May 21, 2015 | M | 18,100 | D | Mar 5, 2012 | Mar 5, 2017 | Common Stock | 18,100 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.80 to $133.32, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015.