SEC Form 4 · accession 0001127602-15-015037
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth H Hoogasian
Officer — Sr. VP, Gen. Counsel & Sec.
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2015 | M | 1,813 | $49.49 | A | 41,801 | D | |
| Common Stock | Apr 21, 2015 | M | 8,325 | $54.97 | A | 50,126 | D | |
| Common Stock | Apr 21, 2015 | S | 13,256 | $135.00 | D | 36,870 | D | |
| Common Stock | holding | — | — | — | 407 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $49.49 | Apr 21, 2015 | M | 1,813 | D | Mar 5, 2012 | Mar 5, 2017 | Common Stock | 1,813 | 0 | D |
| Stock Option (Right to Buy)F3 | $54.97 | Apr 21, 2015 | M | 8,325 | D | — | Feb 23, 2018 | Common Stock | 8,325 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2015.
- F2The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015.
- F3The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.