SEC Form 4 · accession 0001127602-15-013212
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Director
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | M | 5,000 | $55.00 | A | 14,959 | D | |
| Common Stock | Mar 30, 2015 | S | 5,000 | $134.40 | D | 9,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $55.00 | Mar 30, 2015 | M | 5,000 | D | — | May 21, 2016 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2015.
- F2The option vested in three equal installments on May 21, 2010, 2011, and 2012.