SEC Form 4 · accession 0001127602-15-008825
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stevenson
Officer — Executive Vice President
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 11,100 | $0.00 | A | 31,180 | D | |
| Common StockF2 | holding | — | — | — | 368 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $131.07 | Feb 25, 2015 | A | 44,000 | A | — | Feb 25, 2022 | Common Stock | 44,000 | 44,000 | D |
Explanation of responses
- F1Includes 33 shares acquired under the Issuer's employees' stock purchase plan on December 31, 2014.
- F2Between August 27, 2014, and February 25, 2015, the reporting person acquired 360.9842 shares of TMO common stock under the TMO 401(k) plan.
- F3The option vests in four equal annual installments beginning on February 25, 2016.