SEC Form 4 · accession 0001127602-15-008813
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc N Casper
Officer — Chief Executive Officer · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | G | 2,340 | $0.00 | D | 349,894 | D | |
| Common StockF1 | Feb 25, 2015 | A | 100,000 | $0.00 | A | 449,894 | D | |
| Common StockF2 | Feb 25, 2015 | A | 45,954 | $0.00 | A | 495,848 | D | |
| Common Stock | Feb 25, 2015 | A | 30,625 | $0.00 | A | 526,473 | D | |
| Common Stock | Feb 25, 2015 | F | 18,162 | $131.07 | D | 508,311 | D | |
| Common Stock | holding | — | — | — | 60,830 | I | By Marc N. Casper 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $131.07 | Feb 25, 2015 | A | 120,000 | A | — | Feb 25, 2022 | Common Stock | 120,000 | 120,000 | D |
Explanation of responses
- F1Shares represent a performance-based restricted stock unit award granted on November 21, 2009, for which the performance criteria have been satisfied.
- F2Shares represent a performance-based restricted stock unit award granted on February 26, 2014. The Company's Compensation Committee determined on February 25, 2015, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2015, one-third of the shares vest on February 25, 2016, and the remaining one-third vest on February 25, 2017.
- F3The option vests in four equal annual installments beginning on February 25, 2016.