SEC Form 4 · accession 0000097216-17-000098
TEREX CORP · TEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Ellis
Other
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Mar 8, 2017 | D | 14,239 | $0.00 | D | 113,351 | D | |
| Common Stock, $.01 par valueF2 | Mar 8, 2017 | P | 22 | $31.92 | D | 113,373 | D | |
| Common Stock, $.01 par value | holding | — | — | — | 23,642 | I | By Wife | |
| Common Stock, $.01 par value | holding | — | — | — | 3,191 | I | 401(k) plan | |
| Common Stock, $.01 par value | holding | — | — | — | 2,389 | I | 401(k) plan by Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of restricted stock forfeited by Mr. Ellis pursuant to the terms of a performance based award granted in 2010.
- F2Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan.