SEC Form 4 · accession 0000097216-17-000039
TEREX CORP · TEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Ellis
Other
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Feb 23, 2017 | A | 7,542 | $0.00 | A | 111,531 | D | |
| Common Stock, $.01 par valueF2 | Feb 23, 2017 | D | 1,290 | $0.00 | D | 110,241 | D | |
| Common Stock, $.01 par value | holding | — | — | — | 23,642 | I | By Wife | |
| Common Stock, $.01 par value | holding | — | — | — | 3,191 | I | 401(k) plan | |
| Common Stock, $.01 par value | holding | — | — | — | 2,389 | I | 401(k) plan by Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares awarded pursuant to the terms of performance based awards granted in 2014, 2015 and 2016 resulting from the Company's exceeding performance targets set out in such grants for the period ended December 31, 2016.
- F2Reflects shares of restricted stock forfeited by Mr. Eillis pursuant to the terms of a performance based award granted in 2014.