SEC Form 4 · accession 0000097216-16-000288
TEREX CORP · TEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Ellis
Officer — President, Construction
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Mar 7, 2016 | F | 1,758 | $22.22 | D | 227,718 | D | |
| Common Stock, $.01 par valueF2 | Mar 7, 2016 | P | 21 | $22.06 | A | 227,739 | D | |
| Common Stock, $.01 par valueF1 | Mar 7, 2016 | F | 609 | $22.22 | D | 29,493 | I | By Wife |
| Common Stock, $.01 par valueF2 | Mar 7, 2016 | P | 10 | $22.06 | A | 29,503 | I | By Wife |
| Common Stock, $.01 par value | holding | — | — | — | 3,156 | I | 401(k) plan | |
| Common Stock, $.01 par value | holding | — | — | — | 2,362 | I | 401(k) plan by Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are being withheld for payment of the tax liability associated with the scheduled vesting of a previously granted restricted stock award.
- F2Represents shares purchased through payroll deductions through the Company's Employee Stock Purchase Plan.