SEC Form 4 · accession 0000097216-16-000253
TEREX CORP · TEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Ellis
Officer — President, Construction
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Feb 24, 2016 | D | 4,551 | $0.00 | D | 200,201 | D | |
| Common Stock, $.01 par valueF3 | Feb 25, 2016 | F | 1,322 | $21.73 | D | 198,879 | D | |
| Common Stock, $.01 par valueF2 | Feb 24, 2016 | D | 271 | $0.00 | D | 30,851 | I | By Wife |
| Common Stock, $.01 par valueF3 | Feb 25, 2016 | F | 255 | $21.73 | D | 30,596 | I | By Wife |
| Common Stock, $.01 par value | holding | — | — | — | 3,156 | I | 401(k) plan | |
| Common Stock, $.01 par value | holding | — | — | — | 2,362 | I | 401(k) plan by Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of restricted stock forfeited by Mr. Ellis pursuant to the terms of performance based stock awards granted in 2013.
- F2Reflects shares of restricted stock forfeited by Mrs. Ellis pursuant to the terms of performance based stock awards granted in 2013.
- F3Shares are being withheld for payment of the tax liability associated with the scheduled vesting of a previously granted restricted stock award.