SEC Form 4 · accession 0000097216-15-000045
TEREX CORP · TEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Ellis
Officer — President, Construction
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2 | Feb 27, 2015 | D | 681 | $0.00 | D | 183,797 | D | |
| Common Stock, $.01 par valueF3,F2 | Feb 27, 2015 | F | 6,736 | $27.41 | D | 177,061 | D | |
| Common Stock, $.01 par valueF3,F2 | Mar 2, 2015 | F | 1,328 | $26.72 | D | 175,733 | D | |
| Common Stock, $.01 par valueF3 | Feb 27, 2015 | F | 360 | $27.41 | D | 25,281 | I | By Wife |
| Common Stock, $.01 par valueF3 | Mar 2, 2015 | F | 542 | $26.72 | D | 24,739 | I | By Wife |
| Common Stock, $.01 par value | holding | — | — | — | 3,122 | I | 401(k) plan | |
| Common Stock, $.01 par value | holding | — | — | — | 2,337 | I | 401(k) plan by Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of restricted stock forfeited by Mr. Ellis pursuant to the terms of performance based awards granted in 2012.
- F2Ownership includes shares received as a dividend.
- F3Shares are being withheld for payment of the tax liability associated with the scheduled vesting of previously granted restricted stock awards.