SEC Form 4 · accession 0001179110-17-008524
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Paulson
Officer — SVP, CFO
Period of report
Jun 2, 2017
Accepted (ET)
Jun 5, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | M | 1,026 | $10.08 | A | 31,755 | D | |
| Common StockF1 | Jun 2, 2017 | S | 1,026 | $73.95 | D | 30,729 | D | |
| Common StockF1 | Jun 5, 2017 | M | 6,474 | $10.08 | A | 37,203 | D | |
| Common StockF1 | Jun 5, 2017 | S | 6,474 | $73.95 | D | 30,729 | D | |
| Common Stock | holding | — | — | — | 1,980 | I | ESOP & Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.08 | Jun 2, 2017 | M | 1,026 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 1,026 | 40,066 | D |
| Stock Option (right to buy) | $10.08 | Jun 5, 2017 | M | 6,474 | D | Feb 27, 2012 | Feb 27, 2019 | Common Stock | 6,474 | 33,592 | D |
Explanation of responses
- F1The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.