SEC Form 4 · accession 0001179110-17-003619
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Alan Sonnenberg
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | M | 1,400 | $32.17 | A | 14,253 | D | |
| Common StockF2 | Feb 28, 2017 | S | 1,400 | $72.1928 | D | 12,853 | D | |
| Comon Stock | Mar 1, 2017 | M | 600 | $32.17 | A | 13,453 | D | |
| Common Stock | Mar 1, 2017 | M | 2,000 | $35.61 | A | 15,453 | D | |
| Common Stock | Mar 1, 2017 | M | 2,000 | $19.54 | A | 17,453 | D | |
| Common StockF3 | Mar 1, 2017 | S | 4,600 | $72.1613 | D | 12,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $32.17 | Feb 28, 2017 | M | 1,400 | D | May 4, 2010 | May 4, 2017 | Common Stock | 1,400 | 600 | D |
| Stock Option (right to buy) | $32.17 | Mar 1, 2017 | M | 600 | D | May 4, 2010 | May 4, 2017 | Common Stock | 600 | 0 | D |
| Stock Option (right to buy) | $35.61 | Mar 1, 2017 | M | 2,000 | D | Apr 29, 2011 | Apr 29, 2018 | Common Stock | 2,000 | 0 | D |
| Stock Option (right to buy) | $19.54 | Mar 1, 2017 | M | 2,000 | D | May 12, 2012 | May 12, 2019 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This number takes into account the current transaction reported, plus .729 share previously acquired under the dividend reinvestment plan.
- F2Reflects the weighted average price of 1,400 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on February 28, 2017 with sale prices ranging from $72.00 to $72.50. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price of 4,600 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on March 1, 2017 with sale prices ranging from $71.50 to $73.0750. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.