SEC Form 4 · accession 0001179110-16-031401
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Paulson
Officer — SVP, CFO
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2016 | M | 15,000 | $24.21 | A | 43,009 | D | |
| Common Stock | Nov 8, 2016 | S | 15,000 | $68.00 | D | 28,009 | D | |
| Common Stock | holding | — | — | — | 1,861 | I | ESOP & Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $24.21 | Nov 8, 2016 | M | 15,000 | D | Feb 26, 2013 | Feb 26, 2020 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2015.