SEC Form 4 · accession 0001179110-16-028148
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heidi M Wilson
Officer — SVP, General Counsel and Sec'y
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 6,215 | $40.21 | A | 24,541 | D | |
| Common Stock | Aug 1, 2016 | M | 2,526 | $43.66 | A | 27,067 | D | |
| Common StockF1 | Aug 1, 2016 | S | 8,741 | $63.9444 | D | 18,326 | D | |
| Common Stock | Aug 2, 2016 | M | 3,417 | $43.66 | A | 21,743 | D | |
| Common StockF2 | Aug 2, 2016 | S | 3,417 | $63.0164 | D | 18,326 | D | |
| Common Stock | holding | — | — | — | 3,406 | I | ESOP & Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $40.21 | Aug 1, 2016 | M | 6,215 | D | Feb 25, 2014 | Feb 25, 2021 | Common Stock | 6,215 | 0 | D |
| Stock Option (right to buy) | $43.66 | Aug 1, 2016 | M | 2,526 | D | Feb 24, 2015 | Feb 24, 2022 | Common Stock | 2,526 | 3,417 | D |
| Stock Option (right to buy) | $43.66 | Aug 2, 2016 | M | 3,417 | D | Feb 24, 2015 | Feb 24, 2022 | Common Stock | 3,417 | 0 | D |
Explanation of responses
- F1Reflects the weighted average price of 8,741 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on August 1, 2016 with sale prices ranging from $63.37 to $64.33. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average price of 3,417 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on August 2, 2016 with sale prices ranging from $62.68 to $63.545. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.