SEC Form 4 · accession 0001179110-16-023515
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Alan Sonnenberg
Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2016 | A | 914 | $0.00 | A | 12,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (rightt to buy)F3 | $54.70 | Apr 28, 2016 | A | 3,538 | A | — | Apr 28, 2026 | Common Stock | 3,538 | 3,538 | D |
Explanation of responses
- F1Non-Employee Director restricted stock grant.
- F2This number takes into account the current transaction reported, plus 1.048 shares previously acquired under the dividend reinvestment plan.
- F3The option is exercisable in one-third increments on each of April 28, 2017, April 28, 2018 and April 28, 2019.