SEC Form 4 · accession 0001179110-16-020551
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Schaefer
Officer — SVP, Chief Technical Officer
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 1,827 | $0.00 | A | 9,816 | D | |
| Common Stock | Feb 26, 2016 | F | 620 | $52.42 | D | 9,196 | D | |
| Common StockF2 | Feb 26, 2016 | A | 1,229 | $0.00 | A | 10,425 | D | |
| Common Stock | holding | — | — | — | 717 | I | ESOP & Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $52.42 | Feb 26, 2016 | A | 9,529 | A | — | Feb 26, 2026 | Common Stock | 9,529 | 9,529 | D |
Explanation of responses
- F1This award reflects the settlement under the Company's 2013-2015 LTIP.
- F2Restricted stock grant made pursuant to the 2016-2018 Long-Term Incentive Plan vesting on February 26, 2019.
- F3Options exercisable in one-third increments on each of February 26, 2017, February 26, 2018 and February 26, 2019.