SEC Form 4 · accession 0001179110-15-003944
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don B Westman
Officer — SVP, Operations
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | A | 2,722 | $0.00 | A | 12,278 | D | |
| Common Stock | Feb 27, 2015 | F | 913 | $66.97 | D | 11,365 | D | |
| Common StockF2 | Feb 27, 2015 | A | 1,221 | $0.00 | A | 12,586 | D | |
| Common Stock | holding | — | — | — | 1,461 | I | ESOP & Profit Sharing | |
| Common Stock | holding | — | — | — | 5 | I | By Reporting Person's Trust | |
| Common Stock | holding | — | — | — | 7,778 | I | By Spouse's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $66.97 | Feb 27, 2015 | A | 8,031 | A | — | Feb 27, 2025 | Common Stock | 8,031 | 8,031 | D |
Explanation of responses
- F1This award reflects the settlement under the Company's 2012-2014 LTIP.
- F2Restricted stock grant made pursuant to the 2015-2017 Long-Term Incentive Plan vesting on February 27, 2018.
- F3Options exercisable in one-third increments on each of February 27, 2016, February 27, 2017 and February 27, 2018.