SEC Form 4 · accession 0001014108-18-000092
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Paulson
Officer — Sr. Vice President and CFO
Period of report
Apr 23, 2018
Accepted (ET)
Apr 24, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2018 | M | 9,296 | $10.08 | A | 35,582 | D | |
| Common Stock | Apr 23, 2018 | S | 9,296 | $72.95 | D | 26,286 | D | |
| Common Stock | Apr 23, 2018 | S | 1,279 | $74.95 | D | 25,007 | D | |
| Common Stock | holding | — | — | — | 1,899 | I | By ESOP & Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.08 | Apr 23, 2018 | M | 9,296 | D | Feb 27, 2010 | Feb 27, 2019 | Common Stock | 9,296 | 15,000 | D |
Explanation of responses
- F1The stock option exercise and sale transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan, under the Securities Exchange Act of 1934, as amended.