SEC Form 4 · accession 0001014108-18-000081
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Killingstad
Officer — President and CEO · Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 12, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2018 | M | 13,281 | $10.08 | A | 163,127 | D | |
| Common StockF2 | Apr 11, 2018 | S | 13,281 | $68.3552 | D | 149,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.08 | Apr 11, 2018 | M | 13,281 | D | Feb 27, 2010 | Feb 27, 2019 | Common Stock | 13,281 | 48,698 | D |
Explanation of responses
- F1The stock option exercise and sale transaction reported on this form are program transactions pursuant to a Rule 10b5-1 plan, under the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.95 to $68.625, inclusive. The reporting person undertakes to provide to Tennant Company, any security holder of Tennant Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.