SEC Form 4/A · accession 0001014108-18-000058
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William F. Austen
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 12, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 2,000 | $33.78 | A | 17,920 | D | |
| Common Stock | Mar 6, 2018 | F | 1,073 | $66.35 | D | 16,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $33.78 | Mar 6, 2018 | M | 2,000 | D | Apr 29, 2011 | Apr 29, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This amended Form 4 is being filed to report shares surrendered to Tennant Company by the Reporting Person to satisfy tax withholding obligations on the exercise of the stock option.