SEC Form 4 · accession 0001137608-17-000003
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Thornton Jr.
Officer — CEO, Chairman and President · Director
Period of report
Dec 28, 2017
Accepted (ET)
Dec 28, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | S | 18,702 | $1.60 | D | 184,882 | I | See Footnote 1 |
| Common StockF2 | holding | — | — | — | 333,461 | D | ||
| Common StockF3 | holding | — | — | — | 5,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Owned by CareVest Capital, L.L.C. ("CareVest"). Mr. Thornton owns 100% of the outstanding voting shares of CareVest and is reporting CareVest's total direct holdings of SunLink common shares.
- F2This row reflects direct ownership which has not changed as a result of the transaction reported on this form.
- F3This row reflects indirect ownership which has not changed as a result of the transaction reported on this form.