SEC Form 4/A · accession 0001137608-17-000002
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert M Thornton Jr.
Officer — CEO, Chairman and President · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 3, 2017 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 27, 2017 | S | 29,800 | $1.50 | D | 203,584 | I | See Footnote 3 |
| Common StockF4 | holding | — | — | — | 333,461 | D | ||
| Common StockF5 | holding | — | — | — | 5,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to correct prior inadvertent under-reporting of shares disposed.
- F2Amended to correct prior inadvertent reporting as Direct ownership.
- F3Owned by CareVest Capital, L.L.C. ("CareVest"). Mr. Thornton owns 100% of the outstanding voting shares of CareVest and is reporting CareVest's total direct holdings of SunLink common shares.
- F4This row reflects Direct ownership which has not changed as a result of the transaction reported on this form.
- F5This row reflects Indirect ownership which has not changed as a result of the transaction reported on this form.