SEC Form 4 · accession 0000941364-17-000001
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Karen B Brenner
Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 6, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2017 | S$0 | 49,245 | — | D | 0 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common Stock | Feb 27, 2017 | S | 39,469 | $1.50 | D | 20,000 | I | As Trustee of Fortuna Asset Management Defined Benefit Plan |
| Common StockF3,F4 | Feb 27, 2017 | S | 5,888 | $1.50 | D | 16,021 | I | By Spouse |
| Common StockF5 | holding | — | — | — | 7,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number includes shares held in client managed accounts, and the Reporting Person has only a limited power of attorney to buy or sell shares, but no power to vote such shares.
- F2This transaction represents shares sold for clients in non-performance-based fee accounts at the direction of and for the benefit of such clients.
- F3Shares owned by Spouse's IRA.
- F4Shares owned by Ashwood Trust. Spouse is the Trustee and sole beneficiary of Ashwood Trust.
- F5This row reflects direct ownership which has not changed as a result of the transactions reported on this form.