SEC Form 4/A · accession 0000941364-16-000004
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Karen B Brenner
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 13, 2016 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | S$0 | 3,320 | — | D | 49,245 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common Stock | Oct 2, 2015 | S | 5,000 | $1.75 | D | 0 | I | As General Partner of Courtland Investments |
| Common StockF3 | holding | — | — | — | 59,469 | I | As Trustee of Fortuna Asset Management Defined Benefit Plan | |
| Common StockF3,F4,F5 | holding | — | — | — | 21,909 | I | By Spouse | |
| Common StockF6 | holding | — | — | — | 7,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents shares sold for a client in a non-performance-based fee account at the direction of and for the benefit of such client.
- F2This number includes shares that are held in client managed accounts, and the Reporting Person has only a limited power of attorney to buy or sell shares, but no power to vote such shares.
- F3This row reflects indirect ownership which has not changed as a result of the transactions reported on this form.
- F4Consists of 5,888 shares owned by Spouse's IRA and 16,021 shares owned by Ashwood Trust. Spouse is the Trustee and sole beneficiary of Ashwood Trust.
- F5Amended to correct prior inadvertent under-reporting of shares owned by spouse.
- F6This row reflects direct ownership which has not changed as a result of the transactions reported on this form.