SEC Form 4 · accession 0000941364-15-000001
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen B Brenner
Director
Period of report
Nov 14, 2011
Accepted (ET)
Jun 30, 2015 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2011 | S$0 | 1,600 | — | D | 163,185 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common StockF1,F2 | Apr 2, 2013 | S$0 | 50,000 | — | D | 113,185 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common StockF1,F2 | Apr 2, 2013 | S$0 | 50,000 | — | D | 63,185 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common StockF3,F2 | Jan 27, 2014 | S$0 | 5,420 | — | D | 57,765 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common StockF1,F2 | May 19, 2014 | S$0 | 5,200 | — | D | 52,565 | I | As sole member and manager of Fortuna Asset Management, LLC |
| Common StockF4 | Jul 28, 2011 | P$0 | 0 | — | A | 59,469 | I | As Trustee of Fortuna Asset Management Defined Benefit Plan |
| Common StockF4,F5 | Mar 2, 2011 | P$0 | 0 | — | A | 21,761 | I | By Spouse |
| Common StockF4 | Mar 2, 2011 | P$0 | 0 | — | A | 5,000 | I | As General Partner of Courtland Investments |
| Common StockF6 | Mar 2, 2011 | P$0 | 0 | — | A | 7,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents shares held in a client managed account that is no longer managed by Fortuna Asset Management, LLC.
- F2This number includes shares that are held in client managed accounts, and the Reporting Person has only a limited power of attorney to buy or sell shares, but no power to vote such shares.
- F3This transaction represents shares sold for a client in a non-performance-based fee account at the direction of and for the benefit of such client.
- F4This row reflects indirect ownership which has not changed as a result of the transactions reported on this form.
- F5Consists of 5,888 shares owned by Spouse's IRA and 15,873 shares owned by Ashwood Trust. Spouse is the Trustee and sole beneficiary of Ashwood Trust.
- F6This row reflects direct ownership which has not changed as a result of the transactions reported on this form.