SEC Form 4 · accession 0000917337-18-000002
SUNLINK HEALTH SYSTEMS INC · SSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher H B Mills
Director
Period of report
Dec 28, 2017
Accepted (ET)
Jun 11, 2018 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 28, 2017 | S | 699,513 | $1.60 | D | 796,546 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 654,596 shares disposed of by North Atlantic Smaller Companies Investment Trust Plc, and 44,915 shares disposed of by Harwood Capital LLP.
- F2The securities listed in the table are the aggregate holdings of North Atlantic Smaller Companies Investment Trust Plc, and certain private clients of Harwood Capital LLP. The Reporting Person serves as a director and CEO of North Atlantic Smaller Companies Investment Trust Plc and chief financial investment officer of Harwood Capital LLP.