SEC Form 4 · accession 0001638599-18-000072
TECHNICAL COMMUNICATIONS CORP · TCCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Peoples
Director
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 9, 2018 | M | 3,500 | $7.40 | A | 3,590 | D | |
| Common stock | Jan 9, 2018 | F | 2,282 | $11.35 | D | 1,308 | D | |
| Common stock | Jan 9, 2018 | M | 3,500 | $4.67 | A | 4,808 | D | |
| Common stock | Jan 9, 2018 | F | 1,440 | $11.35 | D | 3,368 | D | |
| Common stock | Jan 9, 2018 | M | 1,400 | $4.05 | A | 4,768 | D | |
| Common stock | Jan 9, 2018 | F | 500 | $11.35 | D | 4,268 | D | |
| Common stock | Jan 9, 2018 | M | 700 | $2.90 | A | 4,968 | D | |
| Common stock | Jan 9, 2018 | F | 179 | $11.35 | D | 4,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock | $7.40 | Jan 9, 2018 | M | 3,500 | D | Feb 11, 2008 | Feb 11, 2018 | common stock | 3,500 | 0 | D |
| Options to purchase common stock | $4.67 | Jan 9, 2018 | M | 3,500 | D | Feb 11, 2013 | Feb 11, 2023 | common stock | 3,500 | 0 | D |
| Options to purchase common stock | $4.05 | Jan 9, 2018 | M | 1,400 | D | May 7, 2017 | May 7, 2025 | common stock | 1,400 | 0 | D |
| Options to purchase common stock | $2.90 | Jan 9, 2018 | M | 700 | D | Feb 8, 2017 | Feb 8, 2026 | common stock | 700 | 0 | D |