SEC Form 4 · accession 0001214659-19-001926
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Handler
Officer — CEO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 6, 2019 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2019 | A | 71,425 | $20.27 | A | 16,170,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.
- F2Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.