SEC Form 4 · accession 0001214659-18-004557
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Handler
Officer — CEO · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 20, 2018 | G | 200,000 | $0.00 | D | 15,708,243 | D | |
| Common StockF2 | Jun 20, 2018 | G | 200,000 | $0.00 | A | 15,708,243 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.
- F2Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.
Remarks
Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.