SEC Form 4 · accession 0001214659-17-007523
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Friedman
Officer — President · Director
Period of report
Dec 27, 2017
Accepted (ET)
Dec 29, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F6 | Dec 27, 2017 | A | 10,658 | $26.43 | A | 6,303,735 | D | |
| Common StockF3,F6 | Jan 1, 2018 | A | 604,001 | $26.49 | A | 6,907,736 | D | |
| Common StockF4,F6 | Jan 1, 2018 | A | 604,001 | $26.49 | A | 7,511,737 | D | |
| Common StockF5,F6 | Jan 1, 2018 | A | 604,001 | $26.49 | A | 8,115,738 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
- F2Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.
- F3Compensation year 2018 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2018, 2019 and 2020. No RSUs vest until after fiscal 2020.
- F4Compensation year 2019 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2019, 2020 and 2021. No RSUs vest until after fiscal 2021.
- F5Compensation year 2020 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2020, 2021 and 2022. No RSUs vest until after fiscal 2022.
- F6Includes 18,777 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Does not includes shares held through family trusts over which the Reporting Person disclaims beneficial ownership.