SEC Form 4 · accession 0001214659-17-004250
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Handler
Officer — CEO · Director
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 30, 2017 | A | 21,838 | $26.16 | A | 13,775,292 | D | |
| Common StockF3 | Jun 28, 2017 | G | 47,583 | $0.00 | D | 13,753,454 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Handler made a charitable donation of 47,583 shares to his undergraduate alma mater, the University of Rochester.
- F2Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
- F3Includes 100,883 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.
Remarks
Mr. Handler made a charitable donation of 47,583 shares to his undergraduate alma mater, the University of Rochester.