SEC Form 4 · accession 0001214659-16-015442
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Officer — Chairman of the Board · Director
Period of report
Dec 23, 2016
Accepted (ET)
Dec 23, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 23, 2016 | G | 100,000 | $0.00 | D | 19,678,046 | I | see explanation |
| Common Stock | holding | — | — | — | 1,992,687 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Joseph Steinberg is donating 100,000 shares to the Joseph S. and Diane H. Steinberg Charitable Trust.
- F2Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.