SEC Form 4 · accession 0001214659-16-009686
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Handler
Officer — CEO · Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 19, 2016 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2016 | A | 1,693,766 | $14.76 | A | 12,692,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12016 Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which results from a compensation grant that is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934. Under the terms of the grant,100% of the RSUs are subject to forfeiture based on Leucadia's performance as measured by Total Shareholder Return and Return on Tangible Deployable Equity for fiscal years 2016, 2017 and 2018. No RSUs vest until the end of fiscal 2018, and the Reporting Person cannot dispose of any of the RSUs until after January 1, 2022.
- F2Includes 99,535 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person and includes 449,337 shares indirectly held through a family trust by the Reporting Person.