SEC Form 5 · accession 0001214659-16-009485
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Officer — Chairman of the Board · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Aug 14, 2015 | G | 748,060 | $0.00 | D | 19,778,046 | I | (See Explanation) |
| Common SharesF2 | Dec 31, 2015 | G | 246,000 | $0.00 | D | 19,778,046 | I | (See Explanation) |
| Common Shares | holding | — | — | — | 2,192,687 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Because these transactions are bona fide gifts, and not sales, they represent exempt transactions under Section 16(b).
- F2Consists of shares held by corporations that are owned by the Reporting Person as to which the Reporting Person has sole voting and dispositive control and 2,339,712 common shares held in trust for the Reporting Person's children.