SEC Form 4 · accession 0001214659-15-002800
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Handler
Officer — CEO · Director
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 30, 2015 | A | 17,379 | $22.17 | A | 11,253,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.
- F2Includes 98,345 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.