SEC Form 4 · accession 0001214659-15-000892
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Friedman
Officer — President · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2015 | D | 67,040 | $0.00 | D | 5,246,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These 67,040 shares represent a reduction in Mr. Friedman's 2014 long-term equity award certified by the Leucadia Compensation Committee because net earnings attributable to Jefferies Group LLC were below the performance target.
- F2Includes 1,093 shares indirectly held by the Reporting Person by the Trustee of the Employees' Stock Ownership Plan for the benefit of the Reporting Person; includes 13,364 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 48,600 shares indirectly held by the Reporting Person through a family trust..