SEC Form 4 · accession 0001140361-17-020116
Jefferies Financial Group Inc. · JEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey C Keil
Director
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 2,030 | $21.66 | A | 33,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1,F2 | $21.66 | May 10, 2017 | M | 2,030 | D | — | May 15, 2017 | Common Shares | 2,030 | 0 | D |
Explanation of responses
- F1These stock options were granted under the Leucadia National Corporation 1999 Stock Option Plan as Amended and Restated (the "Plan"). Pursuant to their terms, these options became exercisable at the rate of 25% per year, commencing one year after May 15, 2012, the date of grant.
- F2This grant was originally reported as covering 2,000 common shares at an exercise price of $21.99 per share. The number of common shares and the exercise price were subsequently adjusted, pursuant to the terms of the Plan, to reflect a spin-off transaction that occurred in 2013.