SEC Form 3 · accession 0000096021-19-000018
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eve M McFadden
Officer — VP, General Counsel & Corp Sec
Period of report
Feb 4, 2019
Accepted (ET)
Feb 15, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $38.89 | holding | — | — | — | — | Nov 18, 2024 | Common Stock | 4,036 | — | D |
| Stock Option (Right to Buy)F2 | $40.59 | holding | — | — | — | — | Nov 17, 2025 | Common Stock | 6,499 | — | D |
| Stock Option (Right to Buy)F3 | $52.42 | holding | — | — | — | — | Aug 24, 2026 | Common Stock | 8,584 | — | D |
| Stock Option (Right to Buy)F4 | $51.22 | holding | — | — | — | — | Aug 24, 2027 | Common Stock | 10,766 | — | D |
| Stock Option (Right to Buy)F5 | $75.08 | holding | — | — | — | — | Aug 22, 2028 | Common Stock | 8,110 | — | D |
Explanation of responses
- F1Stock options granted on 11/18/2014 and become exercisable with respect to 20% of the total number of originally issued options on each of the first five anniversaries of the date of the grant.
- F2Stock options granted on 11/17/2015 and become exercisable with respect to 20% of the total number of originally issued options on each of the first five anniversaries of the date of the grant.
- F3Stock options granted on 08/25/2016 and become exercisable with respect to 33.3% of the total number of originally issued options on each of the first three anniversaries of the date of the grant.
- F4Stock options granted on 08/25/2017 and become exercisable with respect to 33.3% of the total number of originally issued options on each of the first three anniversaries of the date of the grant.
- F5Stock options granted on 08/23/2018 and become exercisable with respect to 33.3% of the total number of originally issued options on each of the first three anniversaries of the date of the grant.