SEC Form 4 · accession 0000096021-19-000003
SYSCO CORP · SYY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell T. Libby
Officer — Executive Vice President
Period of report
Jan 31, 2019
Accepted (ET)
Feb 1, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000096021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | M | 2,994 | $33.40 | A | 62,597 | D | |
| Common Stock | Jan 31, 2019 | S | 2,994 | $63.40 | D | 59,603 | D | |
| Common Stock | Jan 31, 2019 | M | 57,162 | $33.40 | A | 116,765 | D | |
| Common Stock | Jan 31, 2019 | S | 57,162 | $63.40 | D | 59,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3,F2 | $33.40 | Jan 31, 2019 | M | 2,994 | D | — | Nov 14, 2023 | Common Stock | 2,994 | 0 | D |
| Stock Options (Right to buy)F3,F2 | $33.40 | Jan 31, 2019 | M | 57,162 | D | — | Nov 14, 2023 | Common Stock | 57,162 | 0 | D |
Explanation of responses
- F1The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
- F2Options are fully exercisable.
- F3Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.